Filing Details
- Accession Number:
- 0001140361-16-076772
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-15 18:33:14
- Reporting Period:
- 2016-08-11
- Filing Date:
- 2016-08-15
- Accepted Time:
- 2016-08-15 18:33:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
77360 | Pentair Plc | PNR | Special Industry Machinery (No Metalworking Machinery) (3550) | 981050812 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
905631 | /Wi A David Jones | 5500 Wayzata Blvd., Suite 600 Golden Valley MN 55416 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2016-08-11 | 10,000 | $32.73 | 19,982 | No | 4 | M | Direct | |
Common Shares | Disposition | 2016-08-11 | 10,000 | $65.00 | 9,982 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Nonqualified Stock Option (right to buy) | Disposition | 2016-08-11 | 10,000 | $0.00 | 10,000 | $32.73 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-02-26 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Shares | Phantom Stock Units (Deferred Compensation) | $0.00 | 28,531 | 28,531 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
28,531 | 28,531 | Indirect |
Footnotes
- The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for financial planning purposes in connection with stock options that will expire on February 26, 2017.
- This stock option is vested and exercisable.
- Phantom stock units convert into common shares on a one-for-one basis.
- Settlement of phantom stock units will be in Pentair plc common shares in accordance with reporting person's irrevocable election.
- End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).