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Home > Insider Trading > Filing (0001209191-16-137058)

Filing Details

Accession Number:: 0001209191-16-137058
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-08-15 18:13:37
Reporting Period:: 2016-08-12

Filing Date:: 2016-08-15
Accepted Time:: 2016-08-15 18:13:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1413837	First Foundation Inc.	FFWM	State Commercial Banks (6022)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1594289	Victoria Collins	18101 Von Karman Suite 700 Irvine CA 92612		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-08-15	40,500	$10.00	372,259	No	4	M	Indirect	by Family trust
Common Stock	Acquisiton	2016-08-15	5,000	$15.00	377,259	No	4	M	Indirect	by Family trust
Common Stock	Disposition	2016-08-01	14,000	$24.71	363,259	No	4	S	Indirect	by Family trust
Common Stock	Disposition	2016-08-01	5,476	$24.72	357,783	No	4	S	Indirect	by Family trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Indirect	by Family trust
No	4	M	Indirect	by Family trust
No	4	S	Indirect	by Family trust
No	4	S	Indirect	by Family trust

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Stock	Disposition	2016-08-15	40,500	$10.00	40,500	$10.00
Common Stock	Common stock	Disposition	2016-08-15	5,000	$15.00	5,000	$15.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2008-09-17	2017-09-16	No	4	M	Direct
0	2010-01-26	2019-01-26	No	4	M	Direct