Filing Details
- Accession Number:
- 0001209191-16-137028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-15 16:59:09
- Reporting Period:
- 2016-08-12
- Filing Date:
- 2016-08-15
- Accepted Time:
- 2016-08-15 16:59:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 87565 | Schulman A Inc | SHLM | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 340514850 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1254583 | A James Mitarotonda | C/O Barington Capital Group, L.p. 888 Seventh Avenue, 17Th Floor New York NY 10019 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-08-12 | 50,000 | $21.95 | 297,678 | No | 4 | P | Indirect | By Barington Companies Equity Partners, L.P |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Barington Companies Equity Partners, L.P |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 30,426 | Direct |
Footnotes
- The price reported in this column reflects the weighted average purchase price of multiple trades executed through a broker-dealer at prices ranging from $21.84-$22.06. Upon request, the reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, detailed information regarding the number of shares purchased at each price.
- The Reporting Person's relationship to Barington Companies Equity Partners, L.P. is described in this footnote. The Reporting Person is the sole stockholder and director of LNA Capital Corp., which is the general partner of Barington Capital Group, L.P., which is the majority member of Barington Companies Investors, LLC. Barington Companies Investors, LLC is the general partner of Barington Companies Equity Partners, L.P.
- The Reporting Person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Billionaire Hedge Funds
