Filing Details
- Accession Number:
- 0001412665-16-000185
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-08-15 16:35:20
- Reporting Period:
- 2016-08-09
- Filing Date:
- 2016-08-15
- Accepted Time:
- 2016-08-15 16:35:20
- Original Submission Date:
- 2016-08-11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1412665 | Midwestone Financial Group Inc. | MOFG | State Commercial Banks (6022) | 421206172 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1640607 | A Michael Hatch | 102 S. Clinton Street P.o. Box 1700 Iowa City IA 52244-1700 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-08-09 | 129 | $28.83 | 2,129 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2016-08-09 | 20 | $28.90 | 2,149 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2016-08-09 | 1 | $28.86 | 2,150 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2016-08-09 | 35 | $28.90 | 35 | No | 4 | P | Indirect | By spousal trust account |
Common Stock | Acquisiton | 2016-08-09 | 1,000 | $28.84 | 1,035 | No | 4 | P | Indirect | By spousal trust account |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By spousal trust account |
No | 4 | P | Indirect | By spousal trust account |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,000 | Direct |
Footnotes
- The purpose of this amended Form 4 filing is to disclose the purchase of shares for the reporting person's spouse. Although the reporting person was aware of the number of shares acquired on August 9, the broker indicated that details would only be provided through the mailing of a confirmation. The confirmation details were received after the close of business on August 12. Therefore, the reporting person is amending the original report in the most timely manner under the circumstances.
- Shares held in a revocable trust in the name of the reporting person's spouse. Both the reporting person and his spouse serve as trustees of the trust.