Filing Details
- Accession Number:
- 0001209191-16-136980
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-15 16:02:52
- Reporting Period:
- 2016-08-11
- Filing Date:
- 2016-08-15
- Accepted Time:
- 2016-08-15 16:02:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1059556 | Moodys Corp | MCO | Services-Consumer Credit Reporting, Collection Agencies (7320) | 133998945 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1570618 | Blair Worrall | 7 World Trade Center At 250 Greenwich Street New York NY 10007 | Svp-Ratings Delivery And Data | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-08-11 | 2,230 | $38.07 | 13,062 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-11 | 2,230 | $105.00 | 10,832 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-08-12 | 6,454 | $26.78 | 17,286 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-12 | 6,454 | $102.99 | 10,832 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-08-12 | 2,370 | $38.07 | 13,202 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-12 | 2,370 | $102.98 | 10,832 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2016-08-11 | 2,230 | $0.00 | 2,230 | $38.07 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2016-08-12 | 6,454 | $0.00 | 6,454 | $26.78 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2016-08-12 | 2,370 | $0.00 | 2,370 | $38.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-02-12 | 2018-02-12 | No | 4 | M | Direct |
| 0 | 2011-02-09 | 2020-02-09 | No | 4 | M | Direct |
| 0 | 2009-02-12 | 2018-02-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 624 | Indirect | 401-K |
Footnotes
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$102.99 to $103.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$102.98 to $102.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- As of last statement dated June 30, 2016.
- One fourth of options vest each year beginning with the date indicated.
Billionaire Hedge Funds
