Filing Details
- Accession Number:
- 0001127602-16-060224
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-15 13:34:31
- Reporting Period:
- 2016-08-12
- Filing Date:
- 2016-08-15
- Accepted Time:
- 2016-08-15 13:34:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1102934 | Cabot Microelectronics Corp | CCMP | Semiconductors & Related Devices (3674) | 364324765 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1509949 | Ananth Naman | C/O Cabot Microelectronics Corporation 870 Commons Drive Aurora IL 60504 | Vp & Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-08-12 | 1,097 | $28.62 | 22,593 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-08-12 | 5,984 | $27.94 | 28,577 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2016-08-12 | 4,875 | $32.64 | 33,452 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-12 | 4,252 | $49.62 | 29,200 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-08-12 | 11,956 | $49.63 | 17,244 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2016-08-12 | 1,097 | $0.00 | 1,097 | $28.62 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2016-08-12 | 5,984 | $0.00 | 5,984 | $27.94 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2016-08-12 | 4,875 | $0.00 | 4,875 | $32.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-12-01 | 2020-12-01 | No | 4 | M | Direct |
| 5,984 | 2012-12-01 | 2021-12-01 | No | 4 | M | Direct |
| 9,750 | 2013-12-03 | 2022-12-03 | No | 4 | M | Direct |
Footnotes
- Sale to cover exercise price of, and taxes related to, cashless exercise of stock options.
- 2010 (FY11) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/1/2011, 25% 12/1/2012, 25% 12/1/2013, 25% 12/1/2014
- 2011 (FY12) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/1/2012, 25% 12/1/2013, 25% 12/1/2014, 25% 12/1/2015.
- 2012 (FY13) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/3/2013, 25% 12/3/2014, 25% 12/3/2015, 25% 12/3/2016.
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