Home > Insider Trading > Filing (0001140361-16-076312)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
859222	Bay Bancorp Inc.	BYBK	State Commercial Banks (6022)	521660951

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1427448	East Rock Capital, Llc	10 East 53Rd Street 31St Floor New York NY 10022	No	No	Yes	No
1508823	Adam Shapiro	C/O East Rock Capital, Llc 10 East 53Rd St., 31St Floor New York NY 10022	No	No	Yes	No
1509676	East Rock Capital Gp, Llc	C/O East Rock Capital, Llc 10 East 53Rd St., 31St Floor New York NY 10022	No	No	Yes	No
1608094	D Partners Management, Llc	C/O East Rock Capital, Llc 10 East 53Rd Street, 31St Fl New York NY 10022	No	No	Yes	No
1608231	Eref Mp Alpha, Llc	C/O East Rock Capital, Llc 10 East 53Rd St., 31St Floor New York NY 10022	No	No	Yes	No
1608492	Graham Duncan	C/O East Rock Capital, Llc 10 East 53Rd St., 31St Floor New York NY 10022	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $1.00	Disposition	2016-08-11	1,418,436	$5.18	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Footnotes

Shares reported herein were held for the account of EREF MP Alpha, LLC (the "Fund"). East Rock Capital, LLC (the "Manager") and East Rock Capital GP, LLC (the "General Partner") serve as the investment manager and the general partner, respectively, of East Rock Endowment Fund, L.P., the sole member of the Fund. D Partners Management, LLC ("D Partners") serves as the managing member of the Manager and the General Partner. Mr. Duncan and Mr. Shapiro jointly manage and control the Fund, primarily as managing principals and control persons of the Manager and the General Partner. Mr. Duncan also serves as the managing member of D Partners. The persons and entities whose signatures appear below are collectively referred to herein as the "Reporting Persons."
Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934 or for any other purpose.