Filing Details
- Accession Number:
- 0001140361-16-076259
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-12 17:20:45
- Reporting Period:
- 2016-08-10
- Filing Date:
- 2016-08-12
- Accepted Time:
- 2016-08-12 17:20:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1557142 | Kadmon Holdings Inc. | KDMN | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1040273 | Third Point Llc | 390 Park Avenue New York NY 10022 | No | No | Yes | No | |
1300345 | S Daniel Loeb | 390 Park Avenue New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value Per Share | Acquisiton | 2016-08-10 | 50,951 | $9.98 | 7,662,795 | No | 4 | P | Indirect | See footnote |
Common Stock, $0.001 Par Value Per Share | Acquisiton | 2016-08-11 | 22,000 | $9.99 | 7,684,795 | No | 4 | P | Indirect | See footnote |
Common Stock, $0.001 Par Value Per Share | Acquisiton | 2016-08-12 | 14,578 | $9.98 | 7,699,373 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.9691 to $10.00, inclusive. The reporting person undertakes to provide to Kadmon Holdings, Inc., any security holder of Kadmon Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (2) of this Form 4.
- The securities subject to the transactions disclosed in this Form 4 are owned by certain funds (the "Funds") managed by Third Point LLC ("Third Point"). Daniel S. Loeb is the Chief Executive Officer of Third Point. By reason of the provisions of Rule 16a-1 under the Securities Exchange Act of 1934, as amended, Third Point and Mr. Loeb may be deemed to be the beneficial owners of the securities beneficially owned by the Funds. Third Point and Mr. Loeb hereby disclaim beneficial ownership of all such securities, except to the extent of any indirect pecuniary interest therein.