Filing Details

Accession Number:
0001140361-16-076259
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-12 17:20:45
Reporting Period:
2016-08-10
Filing Date:
2016-08-12
Accepted Time:
2016-08-12 17:20:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1557142 Kadmon Holdings Inc. KDMN () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1040273 Third Point Llc 390 Park Avenue
New York NY 10022
No No Yes No
1300345 S Daniel Loeb 390 Park Avenue
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share Acquisiton 2016-08-10 50,951 $9.98 7,662,795 No 4 P Indirect See footnote
Common Stock, $0.001 Par Value Per Share Acquisiton 2016-08-11 22,000 $9.99 7,684,795 No 4 P Indirect See footnote
Common Stock, $0.001 Par Value Per Share Acquisiton 2016-08-12 14,578 $9.98 7,699,373 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.9691 to $10.00, inclusive. The reporting person undertakes to provide to Kadmon Holdings, Inc., any security holder of Kadmon Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnote (2) of this Form 4.
  2. The securities subject to the transactions disclosed in this Form 4 are owned by certain funds (the "Funds") managed by Third Point LLC ("Third Point"). Daniel S. Loeb is the Chief Executive Officer of Third Point. By reason of the provisions of Rule 16a-1 under the Securities Exchange Act of 1934, as amended, Third Point and Mr. Loeb may be deemed to be the beneficial owners of the securities beneficially owned by the Funds. Third Point and Mr. Loeb hereby disclaim beneficial ownership of all such securities, except to the extent of any indirect pecuniary interest therein.