Filing Details
- Accession Number:
- 0001209191-16-136824
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-12 16:54:42
- Reporting Period:
- 2016-08-11
- Filing Date:
- 2016-08-12
- Accepted Time:
- 2016-08-12 16:54:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
884713 | Cott Corp | COT | Bottled & Canned Soft Drinks & Carbonated Waters (2086) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1287961 | G S Jeremy Fowden | 5519 W. Idlewild Avenue Tampa FL 33634 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2016-08-11 | 148,515 | $6.58 | 892,500 | No | 4 | M | Direct | |
Common Shares | Disposition | 2016-08-11 | 148,515 | $17.09 | 743,985 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Stock Option (right to buy) | Disposition | 2016-08-11 | 148,515 | $0.00 | 148,515 | $6.58 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2022-02-20 | No | 4 | M | Direct |
Footnotes
- This cashless exercise and sale of options was effected by the reporting person for U.K. and U.S. tax planning purposes.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.17. The reporting person undertakes to provide to Cott, any security holder of Cott, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- The reporting person was awarded an option to purchase 148,515 common shares of Cott on February 21, 2012 under the 2010 Equity Incentive Plan. The option cliff vested on the last day of Cott's 2014 fiscal year.