Filing Details
- Accession Number:
- 0001179110-16-028658
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-12 16:33:06
- Reporting Period:
- 2016-08-11
- Filing Date:
- 2016-08-12
- Accepted Time:
- 2016-08-12 16:33:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 896156 | Ethan Allen Interiors Inc | ETH | Wood Household Furniture, (No Upholstered) (2511) | 061275288 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1011834 | A Clinton Clark | Ethan Allen Drive Danbury CT 06811 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right To Buy) | Acquisiton | 2016-08-11 | 1,462 | $22.80 | 3,679 | No | 4 | M | Direct | |
| Stock Options (Right To Buy) | Disposition | 2016-08-11 | 1,041 | $34.07 | 2,638 | No | 4 | F | Direct | |
| Stock Options (Right To Buy) | Acquisiton | 2016-08-11 | 3,357 | $29.79 | 5,595 | No | 4 | M | Direct | |
| Stock Options (Right To Buy) | Disposition | 2016-08-11 | 3,357 | $34.04 | 2,638 | No | 4 | S | Direct | |
| Stock Options (Right To Buy) | Acquisiton | 2016-08-11 | 1,160 | $28.73 | 3,798 | No | 4 | M | Direct | |
| Stock Options (Right To Buy) | Disposition | 2016-08-11 | 1,041 | $34.08 | 2,757 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2016-08-11 | 1,462 | $0.00 | 1,462 | $22.80 |
| Common Stock | Stock Options (right to buy) | Disposition | 2016-08-11 | 3,357 | $0.00 | 3,357 | $29.79 |
| Common Stock | Stock Options (right to buy) | Disposition | 2016-08-11 | 1,160 | $0.00 | 1,160 | $28.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,462 | 2015-07-22 | 2024-07-22 | No | 4 | M | Direct |
| 0 | 2014-07-30 | 2023-07-30 | No | 4 | M | Direct |
| 2,321 | 2016-07-21 | 2025-07-21 | No | 4 | M | Direct |
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