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Home > Insider Trading > Filing (0001140361-16-076174)

Filing Details

Accession Number:: 0001140361-16-076174
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-08-12 16:01:24
Reporting Period:: 2016-08-12

Filing Date:: 2016-08-12
Accepted Time:: 2016-08-12 16:01:24
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1609065	Pathfinder Bancorp Inc.	PBHC	State Commercial Banks (6022)	161540137

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1679604	Walter Rusnak	214 West First Street Oswego NY 13126	Vice President Finance	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-08-12	490	$12.25	5,490	No	4	P	Indirect	By IRA
Common Stock	Acquisiton	2016-08-12	510	$12.21	6,000	No	4	P	Indirect	By IRA

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By IRA
No	4	P	Indirect	By IRA

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	5,000	Indirect	By IRA

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options	$10.81	2017-04-01	2026-04-01	8,237	8,237	Direct
Common Stock	Stock Options	$11.35	2017-05-06	2026-05-06	2,636	10,873	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2026-04-01	8,237	8,237	Direct
2026-05-06	2,636	10,873	Direct

Footnotes

(1) Stock options vest at a rate of 20% per year commencing on April 1, 2017
(2) Stock options vest at a rate of 20% commencing on May 6, 2017