Filing Details

Accession Number:
0001562180-16-002968
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-12 16:00:50
Reporting Period:
2016-08-11
Filing Date:
2016-08-12
Accepted Time:
2016-08-12 16:00:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1557883 Dermira Inc. DERM () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1230724 Andrew Guggenhime C/O Dermira, Inc.
275 Middlefield Road, Suite 150
Menlo Park CA 94025
Coo And Cfo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-11 10,000 $5.51 14,375 No 4 M Direct
Common Stock Disposition 2016-08-11 10,000 $31.02 4,375 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to buy) Disposition 2016-08-11 10,000 $0.00 10,000 $5.51
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
160,513 2024-06-04 No 4 M Direct
Footnotes
  1. These trades were made pursuant to a Rule 10b5-1 trading plan.
  2. This transaction was executed in multiple trades at prices ranging from $30.66 to $31.39. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. These shares represent prior ESPP purchases.
  4. 25% of the total shares underlying the option vested and became exercisable on May 1, 2015 and 1/48 of the total shares underlying the option vest and become exercisable each month thereafter, subject to the continuing employment of the Reporting person on the applicable vesting date.