Filing Details
- Accession Number:
- 0001104659-16-139272
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-12 13:09:38
- Reporting Period:
- 2016-08-10
- Filing Date:
- 2016-08-12
- Accepted Time:
- 2016-08-12 13:09:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1638287 | Gemphire Therapeutics Inc. | GEMP | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1571997 | Ph.d. R. Steven Gullans | 43334 Seven Mile Road Suite 1000 Northville MI 48167 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-08-10 | 306,025 | $6.71 | 306,025 | No | 4 | C | Indirect | Held by Excel Venture Fund II, L.P. |
Common Stock | Acquisiton | 2016-08-10 | 500,000 | $10.00 | 806,025 | No | 4 | P | Indirect | Held by Excel Venture Fund II, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | Held by Excel Venture Fund II, L.P. |
No | 4 | P | Indirect | Held by Excel Venture Fund II, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 8% Convertible Subordinated Promissory Note | Disposition | 2016-08-10 | 0 | $0.00 | 306,025 | $6.71 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Footnotes
- The reporting person, as the Manager of Excel Venture Fund II, L.P., beneficially owns the reported securities indirectly, but disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
- The note was issued in the original principal amount of $2,000,000. The outstanding principal and $52,164 of accrued interest on the note automatically converted into shares of Common Stock immediately prior to the closing of the Company's initial public offering.