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Home > Insider Trading > Filing (0001140361-16-076058)

Filing Details

Accession Number:: 0001140361-16-076058
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-08-12 10:43:32
Reporting Period:: 2016-08-10

Filing Date:: 2016-08-12
Accepted Time:: 2016-08-12 10:43:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1561387	Health Insurance Innovations Inc.	HIIQ	Insurance Agents, Brokers & Service (6411)	461282634

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1569128	D Michael Hershberger	C/O Health Insurance Innovations, Inc. 15438 North Florida Ave., Suite 201 Tampa FL 33613	Cfo, Secretary And Treasurer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2016-08-10	1,000	$4.49	166,140	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Appreciation RIghts	$10.45		2021-05-21	25,000	25,000	Direct
Common Stock	Stock Appreciation RIghts	$4.95		2022-07-01	30,000	30,000	Direct
Common Stock	Stock Appreciation RIghts	$4.99		2022-09-16	30,000	30,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-05-21	25,000	25,000	Direct
2022-07-01	30,000	30,000	Direct
2022-09-16	30,000	30,000	Direct

Footnotes

These stock-settled stock appreciation rights were granted under the Plan and are scheduled to vest in increments of 25%, 25%, and 50% on successive anniversary dates of the grant, subject to the terms of the Plan and an award agreement under the Plan.