Filing Details
- Accession Number:
- 0001493152-16-012243
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-08-11 21:40:39
- Reporting Period:
- 2016-08-09
- Filing Date:
- 2016-08-11
- Accepted Time:
- 2016-08-11 21:40:39
- Original Submission Date:
- 2016-08-11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1172631 | Sunworks Inc. | SUNW | Telephone & Telegraph Apparatus (3661) | 010592299 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1615930 | Richard Abraham Emard | 1010 Winding Creek Rd, Suite 100 Roseville, CA 95678 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-08-09 | 24,000 | $3.19 | 746,442 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-08-10 | 26,000 | $3.03 | 720,442 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Sold pursuant to a Rule 10b5-1 trading plan
Billionaire Hedge Funds
