Filing Details
- Accession Number:
- 0001674640-16-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-11 19:41:12
- Reporting Period:
- 2016-08-11
- Filing Date:
- 2016-08-11
- Accepted Time:
- 2016-08-11 19:41:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1492691 | Swift Transportation Co | SWFT | Trucking (No Local) (4213) | 205589597 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1674640 | W Timothy Guin | C/O Swift Transportation Company 2200 South 75Th Avenue Phoenix AZ 85043 | Evp, Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-08-11 | 15,000 | $5.68 | 18,601 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2016-08-11 | 15,000 | $19.00 | 3,601 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (Right-to-buy) | Disposition | 2016-08-11 | 15,000 | $0.00 | 15,000 | $5.68 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
40,000 | 2021-10-03 | No | 4 | M | Direct |
Footnotes
- Represents 75,000 stock options granted on October 3, 2011, under the Issuer's 2007 Omnibus Incentive Plan (amended and restated as of December 15, 2010). Upon exercise, the options convert to the Issuer's Class A common stock on a one-to-one basis.
- The options began vesting at the third anniversary from the grant date. On each of October 3, 2014 and October 3, 2015, 25,000 options vested and became exercisable. Subject to certain acceleration, forfeiture, and termination provisions, the remaining 25,000 options will vest and become exercisable on October 3, 2016.