Home > Insider Trading > Filing (0001209191-16-136648)

Filing Details

Accession Number:: 0001209191-16-136648
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-08-11 18:29:15
Reporting Period:: 2016-08-09

Filing Date:: 2016-08-11
Accepted Time:: 2016-08-11 18:29:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1375796	Tremor Video Inc.	TRMR	Services-Advertising Agencies (7311)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1579234	Warren Lee	C/O Canaan Vii, L.p. 285 Riverside Avenue, Suite 250 Westport CT 06889		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-08-09	36,181	$1.62	7,763,816	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2016-08-10	17,093	$1.60	7,746,723	No	4	S	Indirect	See Footnote
Common Stock	Disposition	2016-08-11	53,652	$1.72	7,693,071	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	102,134	Direct

Footnotes

These shares were sold by Canaan VII L.P. (the "Canaan Fund").
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.60 - $1.69, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
These shares are held directly by the Canaan Fund. Canaan Partners VII LLC ("Canaan VII" and together with the Canaan Fund, the "Canaan Entities") is the sole general partner of the Canaan Fund and each may be deemed to have sole voting, investment and dispositive power with respect to the shares held by the Canaan Fund. Warren Lee, a non-managing member of Canaan VII, serves as the representative of the Canaan Entities on the Issuer's board of directors. Mr. Lee disclaims beneficial ownership in the securities held by the Canaan Fund, except to the extent of his pecuniary interest, if any, in such securities by virtue of the limited liability company interests he owns in Canaan VII.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.60 - $1.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.60 - $1.81, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.