Filing Details
- Accession Number:
- 0000899243-16-026856
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-11 18:04:20
- Reporting Period:
- 2016-08-10
- Filing Date:
- 2016-08-11
- Accepted Time:
- 2016-08-11 18:04:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1561894 | Hannon Armstrong Sustainable Infrastructure Capital Inc. | HASI | Real Estate Investment Trusts (6798) | 461347456 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1574220 | Brendan J Herron | 1906 Towne Centre Blvd. Suite 370 Annapolis MD 21401 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2016-08-10 | 15,590 | $23.55 | 189,675 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 5,000 | Indirect | By spouse |
Common Stock, Par Value $0.01 Per Share | 1,920 | Indirect | By spouse as UTMA custodian for children |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, dated May 24, 2016.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.36 to $23.72, inclusive. The Reporting Person undertakes to provide Hannon Armstrong Sustainable Infrastructure Capital, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Excludes 135,938 limited partnership units in Hannon Armstrong Sustainable Infrastructure, L.P., the issuer's operating partnership subsidiary, held by the reporting person, which are redeemable for cash or at the option of the issuer for shares of Common Stock of the issuer on a one-for-one basis.
- These shares are held by the reporting person's spouse. The reporting person disclaims beneficial ownership other than to the extent of his pecuniary interest.
- These shares are held by the reporting person's spouse as custodian for reporting person's three children under the Uniform Transfers to Minors Act. The reporting person disclaims beneficial ownership other than to the extent of his pecuniary interest.