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Filing Details

Accession Number:: 0001179110-16-028590
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-08-11 17:28:35
Reporting Period:: 2016-08-09

Filing Date:: 2016-08-11
Accepted Time:: 2016-08-11 17:28:35
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1326732	Xencor Inc	XNCR	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1218981	Iii S John Stafford	350 N. Orleans Street Suite 2N Chicago IL 60654-1975		No	No	Yes	No
1512282	Ronin Capital, Llc	350 N. Orleans Street Suite 2N Chicago IL 60654-1975		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2016-08-09	10,000	$21.88	5,247,240	No	4	S	Indirect	By Ronin Capital, LLC
Common Stock	Disposition	2016-08-10	10,500	$21.73	5,236,740	No	4	S	Indirect	By Ronin Capital, LLC
Common Stock	Disposition	2016-08-11	10,000	$22.01	5,226,740	No	4	S	Indirect	By Ronin Capital, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Ronin Capital, LLC
No	4	S	Indirect	By Ronin Capital, LLC
No	4	S	Indirect	By Ronin Capital, LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	7,500	Direct
Common Stock	2,000,000	Indirect	By Ronin Trading, LLC

Footnotes

This transaction was executed in multiple trades at prices ranging from $21.86 to $21.90. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
This transaction was executed in multiple trades at prices ranging from $21.54 to $21.91. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
This transaction was executed in multiple trades at prices ranging from $21.97 to $22.05. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected
On April 29, 2016, John R. Stafford, III transferred 5,257,240 shares of the issuer's common stock to his Class C Capital Account at Ronin Capital, LLC ("Ronin Capital"), a limited liability company owned and managed by Mr. Stafford. Mr. Stafford is the indirect beneficial owner of all of the shares of common stock of the issuer held of record by Ronin Capital. The transfer on April 29, 2016 did not result in any change in Mr. Stafford's pecuniary interest in the securities but only a change in the form of ownership of the securities from direct to indirect, and was exempt from Section 16 of the Securities Exchange Act of 1934 pursuant to Rule 16a-13. Mr. Stafford's total direct and indirect holdings are being reported in this Form 4 to enable reconciliation to Mr. Stafford's previous Form 4 filings.