Filing Details
- Accession Number:
- 0001628280-16-018915
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-11 16:55:27
- Reporting Period:
- 2016-08-09
- Filing Date:
- 2016-08-11
- Accepted Time:
- 2016-08-11 16:55:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1314223 | Amber Road Inc. | AMBR | Services-Prepackaged Software (7372) | 222590301 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1602683 | W James Preuninger | C/O Amber Road, Inc. One Meadowlands Plaza East Rutherford NJ 07073 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-08-09 | 58,003 | $2.31 | 1,978,187 | No | 4 | C | Direct | |
Common Stock | Disposition | 2016-08-09 | 58,003 | $10.30 | 1,920,184 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2016-08-11 | 41,997 | $2.31 | 1,962,181 | No | 4 | C | Direct | |
Common Stock | Disposition | 2016-08-11 | 41,997 | $10.30 | 1,920,184 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-08-09 | 58,003 | $2.31 | 58,003 | $2.31 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-08-11 | 41,997 | $2.31 | 41,997 | $2.31 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
42,397 | 2012-09-30 | 2016-09-30 | No | 4 | M | Direct |
400 | 2012-09-30 | 2016-09-30 | No | 4 | M | Direct |
Footnotes
- Sale of 58,003 underlying shares from exercised options related to a 9/30/11 stock option grant of 200,400 options, expiring on 9/30/16, with the exercise price being satisfied by sale proceeds (cashless).
- Sale of 41,997 underlying shares from exercised options related to a 9/30/11 stock option grant of 200,400 options, expiring on 9/30/16, with the exercise price being satisfied by sale proceeds (cashless).
- Partial stock option exercise of a 9/30/11 stock option grant of 200,400 options, expiring on 9/30/16, at an exercise price of $2.31 per share, with the exercise price to be satisfied by sale proceeds (cashless).