Filing Details
- Accession Number:
- 0001628280-16-018913
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-11 16:52:51
- Reporting Period:
- 2016-08-09
- Filing Date:
- 2016-08-11
- Accepted Time:
- 2016-08-11 16:52:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1314223 | Amber Road Inc. | AMBR | Services-Prepackaged Software (7372) | 222590301 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1602682 | E Thomas Conway | C/O Amber Road, Inc. One Meadowlands Plaza East Rutherford NJ 07073 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-08-09 | 40,000 | $3.29 | 40,000 | No | 4 | C | Direct | |
| Common Stock | Disposition | 2016-08-09 | 40,000 | $10.22 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-08-09 | 40,000 | $3.29 | 40,000 | $3.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 33,480 | 2008-02-19 | 2017-02-19 | No | 4 | M | Direct |
Footnotes
- Sale of 40,000 underlying shares from exercised options related to a 2/19/07 stock option grant of 73,480 options, expiring on 2/19/17, with the exercise price being satisfied by sale proceeds (cashless).
- Partial stock option exercise of a 2/19/07 stock option grant of 73,480 options, expiring on 2/19/17, at an exercise price of $3.29 per share, with the exercise price to be satisfied by sale proceeds (cashless).
Billionaire Hedge Funds
