Filing Details
- Accession Number:
- 0001209191-16-136547
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-11 16:10:29
- Reporting Period:
- 2016-08-10
- Filing Date:
- 2016-08-11
- Accepted Time:
- 2016-08-11 16:10:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1233087 | Franklin Ltd Duration Income Trust | FTF | National Commercial Banks (6021) | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
831001 | Citigroup Inc | 388 Greenwich Street New York NY 10013 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Auction Rate Preferred | Disposition | 2016-08-10 | 1,777 | $90.00 | 0 | No | 4 | S | Indirect | By Subsidiary |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Subsidiary |
Footnotes
- The Auction Rate Preferred Shares ("Shares") reported in Table I represent Shares beneficially owned by Citigroup Global Markets Inc.("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc.("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.