Filing Details
- Accession Number:
- 0001593968-16-000974
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-11 12:51:46
- Reporting Period:
- 2016-08-10
- Filing Date:
- 2016-08-11
- Accepted Time:
- 2016-08-11 12:51:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1466026 | Midland States Bancorp Inc. | MSBI | State Commercial Banks (6022) | 371233196 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1526235 | G. Jeffrey Ludwig | 1201 Network Centre Dr. Effingham IL 62401 | Evp &Amp; Cfo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-08-10 | 800 | $22.55 | 147,321 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 11,569 | Indirect | JQ Properties |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option (right to buy) | $18.16 | 2020-12-06 | 16,790 | 16,790 | Direct | |
Common Stock | Option (right to buy) | $16.00 | 2022-12-13 | 8,075 | 8,075 | Direct | |
Common Stock | Option (right to buy) | $23.00 | 2025-11-03 | 16,800 | 16,800 | Direct | |
Common Stock | Option (right to buy) | $16.59 | 2023-12-10 | 9,482 | 9,482 | Direct | |
Common Stock | Option (right to buy) | $15.20 | 2019-12-31 | 15,000 | 15,000 | Direct | |
Common Stock | Option (right to buy) | $21.00 | 2024-12-02 | 12,753 | 12,753 | Direct | |
Common Stock | Option (right to buy) | $11.75 | 2019-06-22 | 18,190 | 18,190 | Direct | |
Common Stock | Option (right to buy) | $14.70 | 2018-05-05 | 7,000 | 7,000 | Direct | |
Common Stock | Option (right to buy) | $14.75 | 2021-12-16 | 8,356 | 8,356 | Direct | |
Common Stock | Option (right to buy) | $18.00 | 2024-08-05 | 60,000 | 60,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-12-06 | 16,790 | 16,790 | Direct |
2022-12-13 | 8,075 | 8,075 | Direct |
2025-11-03 | 16,800 | 16,800 | Direct |
2023-12-10 | 9,482 | 9,482 | Direct |
2019-12-31 | 15,000 | 15,000 | Direct |
2024-12-02 | 12,753 | 12,753 | Direct |
2019-06-22 | 18,190 | 18,190 | Direct |
2018-05-05 | 7,000 | 7,000 | Direct |
2021-12-16 | 8,356 | 8,356 | Direct |
2024-08-05 | 60,000 | 60,000 | Direct |
Footnotes
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose
- These options vest in four equal annual installments beginning one year after the 12/06/2010 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/13/2012 date of grant.
- These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/31/2009 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
- These options vest in four equal annual installments beginning one year after the 06/22/2009 date of grant.
- These options vest in four equal annual installments beginning one year after the 05/05/2008 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/16/2011 date of grant.
- Such options will vest on 12/31/2017 if specific performance metrics are satisfied, as determined by the Board of Directors.