Filing Details
- Accession Number:
- 0001209191-16-136480
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-10 20:36:38
- Reporting Period:
- 2016-08-09
- Filing Date:
- 2016-08-10
- Accepted Time:
- 2016-08-10 20:36:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1308547 | Dolby Laboratories Inc. | DLB | Patent Owners & Lessors (6794) | 900199783 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1556582 | Michael Bergeron | C/O Dolby Laboratories, Inc. 1275 Market Street San Francisco CA 94103 | Svp, Ww Sales And Field Oper. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-08-09 | 50,000 | $30.49 | 84,940 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2016-08-09 | 50,000 | $49.90 | 34,940 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2016-08-10 | 17,400 | $30.49 | 52,340 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2016-08-10 | 17,400 | $49.67 | 34,940 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2016-08-10 | 761 | $49.71 | 31,605 | No | 4 | S | Indirect | By The Michael and Myrna Bergeron Living Trust DTD 04/23/2009 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By The Michael and Myrna Bergeron Living Trust DTD 04/23/2009 |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-08-09 | 50,000 | $0.00 | 50,000 | $30.49 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2016-08-10 | 17,400 | $0.00 | 17,400 | $30.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 26,400 | 2022-12-21 | No | 4 | M | Direct | |
| 9,000 | 2022-12-21 | No | 4 | M | Direct |
Footnotes
- Shares held following the reported transactions include 34,940 shares of Class A common stock underlying restricted stock units, which are subject to forfeiture until they vest.
- This transaction was executed in multiple trades at prices ranging from $49.805 to $50. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $49.50 to $49.80. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $49.66 to $49.76. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
- This option was granted for a total of 86,400 shares of Class A Common Stock. 1/4 of the total number of shares issuable under the option vested on the first anniversary of December 21, 2012, the vesting commencement date, and the balance of the shares vest in equal monthly installments over the next 36 months thereafter.
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