Filing Details
- Accession Number:
- 0000909143-16-000095
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-10 19:33:47
- Reporting Period:
- 2016-08-08
- Filing Date:
- 2016-08-10
- Accepted Time:
- 2016-08-10 19:33:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1232582 | Ashford Hospitality Trust Inc | AHT | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187669 | Alan Tallis | 14185 Dallas Parkway Suite 1100 Dallas TX 75254 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
9.000% Series E Cumulative Preferred Stock | Disposition | 2009-08-08 | 2,100 | $25.23 | 0 | No | 4 | J | Indirect | By 2009 Tallis Family Irrevocable Trust |
9.000% Series E Cumulative Preferred Stock | Disposition | 2016-08-08 | 2,100 | $25.23 | 0 | No | 4 | J | Indirect | By 2012 Shirley A. Tallis Family Irrevocable Trust |
7.375% Series F Cumulative Preferred Stock | Acquisiton | 2016-08-09 | 2,087 | $25.04 | 2,087 | No | 4 | P | Indirect | By 2009 Tallis Family Irrevocable Trust |
7.375% Series F Cumulative Preferred Stock | Acquisiton | 2016-08-09 | 2,087 | $25.04 | 2,087 | No | 4 | P | Indirect | By 2012 Shirley A. Tallis Family Irrevocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | By 2009 Tallis Family Irrevocable Trust |
No | 4 | J | Indirect | By 2012 Shirley A. Tallis Family Irrevocable Trust |
No | 4 | P | Indirect | By 2009 Tallis Family Irrevocable Trust |
No | 4 | P | Indirect | By 2012 Shirley A. Tallis Family Irrevocable Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 249,586 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Special Limited Partnership Units | $0.00 | 26,387 | 27,652 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
26,387 | 27,652 | Direct |
Footnotes
- The reported securities were called for redemption by the Issuer.
- The redemption price was $25.00 per share plus accrued and unpaid dividends thereon in the amount of $0.23125 per share, for a total per-share redemption price of $25.23125.
- Special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock based on a conversion ratio described in the partnership agreement of Subsidiary, which, on August 9, 2016, was 0.9542660061 shares of the Issuer's common stock for each Common Unit.
- The LTIP Units have no expiration date.
- Includes LTIP Units previously granted to, and reported by, the Reporting Person having different grant dates, some of which have achieved parity with the Common Units.