Filing Details

Accession Number:
0000909143-16-000095
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-10 19:33:47
Reporting Period:
2016-08-08
Filing Date:
2016-08-10
Accepted Time:
2016-08-10 19:33:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1232582 Ashford Hospitality Trust Inc AHT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1187669 Alan Tallis 14185 Dallas Parkway
Suite 1100
Dallas TX 75254
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
9.000% Series E Cumulative Preferred Stock Disposition 2009-08-08 2,100 $25.23 0 No 4 J Indirect By 2009 Tallis Family Irrevocable Trust
9.000% Series E Cumulative Preferred Stock Disposition 2016-08-08 2,100 $25.23 0 No 4 J Indirect By 2012 Shirley A. Tallis Family Irrevocable Trust
7.375% Series F Cumulative Preferred Stock Acquisiton 2016-08-09 2,087 $25.04 2,087 No 4 P Indirect By 2009 Tallis Family Irrevocable Trust
7.375% Series F Cumulative Preferred Stock Acquisiton 2016-08-09 2,087 $25.04 2,087 No 4 P Indirect By 2012 Shirley A. Tallis Family Irrevocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect By 2009 Tallis Family Irrevocable Trust
No 4 J Indirect By 2012 Shirley A. Tallis Family Irrevocable Trust
No 4 P Indirect By 2009 Tallis Family Irrevocable Trust
No 4 P Indirect By 2012 Shirley A. Tallis Family Irrevocable Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 249,586 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Special Limited Partnership Units $0.00 26,387 27,652 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
26,387 27,652 Direct
Footnotes
  1. The reported securities were called for redemption by the Issuer.
  2. The redemption price was $25.00 per share plus accrued and unpaid dividends thereon in the amount of $0.23125 per share, for a total per-share redemption price of $25.23125.
  3. Special long-term incentive partnership units ("LTIP Units") in Ashford Hospitality Limited Partnership, the Issuer's operating subsidiary ("Subsidiary"). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock based on a conversion ratio described in the partnership agreement of Subsidiary, which, on August 9, 2016, was 0.9542660061 shares of the Issuer's common stock for each Common Unit.
  4. The LTIP Units have no expiration date.
  5. Includes LTIP Units previously granted to, and reported by, the Reporting Person having different grant dates, some of which have achieved parity with the Common Units.