Filing Details
- Accession Number:
- 0001513908-16-000062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-10 17:20:55
- Reporting Period:
- 2016-08-09
- Filing Date:
- 2016-08-10
- Accepted Time:
- 2016-08-10 17:20:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1122388 | Ellie Mae Inc | ELLI | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1513908 | Sigmund Anderman | C/O Ellie Mae, Inc. 4420 Rosewood Drive, Suite 500 Pleasanton CA 94588 | Founder & Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-08-09 | 55,000 | $96.81 | 157,874 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 71,953 | Indirect | Sig GRAT 2014 |
| Common Stock | 71,953 | Indirect | Susan GRAT 2014 |
| Common Stock | 10,000 | Indirect | by 401(k) Plan |
| Common Stock | 93,431 | Indirect | by Trust |
Footnotes
- The sales reported on this Form 4 were effected pursuant to the reporting person's Rule 10b5-1 trading plan.
- Reflects shares of common stock issued and sold in connection with the Compensation Committee of the Board of Directors certification on August 20, 2013 of the achievement of performance goals under the 2012 performance share awards. 25% of the total shares awarded were issued as fully vested shares on or about September 6, 2013. An additional 25% of the total shares awarded will vest on each of August 6, 2014, August 6, 2015, and August 6, 2016, subject to continuous service through such dates.
- The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $96.33 to $97.12, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- The shares are directly held by Sigmund Anderman TTEE Sigmund Anderman 2014 GRAT U/A DTD 12/12/2014.
- The shares are directly held by Susan Anderman TTEE Susan Anderman 2014 GRAT U/A DTD 12/12/2014.
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