Filing Details
- Accession Number:
- 0000899243-16-026739
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-10 16:05:28
- Reporting Period:
- 2016-08-08
- Filing Date:
- 2016-08-10
- Accepted Time:
- 2016-08-10 16:05:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1512762 | Coherus Biosciences Inc. | CHRS | Biological Products, (No Disgnostic Substances) (2836) | 273615821 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1622139 | K. Peter Watler | Coherus Biosciences, Inc. 333 Twin Dolphin Drive, Suite 600 Redwood City CA 94065 | Chief Technical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 Par Value | Acquisiton | 2016-08-08 | 40,000 | $2.08 | 40,000 | No | 4 | M | Direct | |
| Common Stock, $0.0001 Par Value | Disposition | 2016-08-08 | 40,000 | $30.00 | 0 | No | 4 | S | Direct | |
| Common Stock, $0.0001 Par Value | Acquisiton | 2016-08-08 | 15,621 | $2.50 | 15,621 | No | 4 | M | Indirect | By Wife |
| Common Stock, $0.0001 Par Value | Disposition | 2016-08-08 | 15,621 | $30.00 | 0 | No | 4 | S | Indirect | By Wife |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Indirect | By Wife |
| No | 4 | S | Indirect | By Wife |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2016-08-08 | 40,000 | $0.00 | 40,000 | $2.08 |
| Common Stock | Stock Option (right to buy) | Disposition | 2016-08-08 | 15,621 | $0.00 | 15,621 | $2.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 48,503 | 2022-12-13 | No | 4 | M | Direct | |
| 14,373 | 2024-06-29 | No | 4 | M | Indirect |
Footnotes
- The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The transaction was executed in multiple trades in prices ranging from $30.00 to $30.03, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person's wife.
- The transaction was executed in multiple trades in prices ranging from $30.00 to $30.02, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
- All shares underlying this option are vested and exercisable as of the date hereof.
- A portion of the shares underlying this option are vested and exercisable as of the date hereof. The original vesting schedule is as follows: The underlying shares subject to the option vest and become exercisable in successive, equal monthly installments over four years measured from May 29, 2014, subject to Reporting Person's continued service relationship with the Issuer on each such vesting date.
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