Filing Details

Accession Number:
0001209191-16-136249
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-10 11:02:37
Reporting Period:
2016-08-08
Filing Date:
2016-08-10
Accepted Time:
2016-08-10 11:02:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tiptree Financial Inc.
780 Third Avenue 21St Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-08-08 800 $5.18 3,609,784 No 4 P Direct
Class A Common Stock Acquisiton 2016-08-08 522 $5.19 3,610,306 No 4 P Direct
Class A Common Stock Acquisiton 2016-08-08 400 $5.20 3,610,706 No 4 P Direct
Class A Common Stock Acquisiton 2016-08-08 378 $5.24 3,611,084 No 4 P Direct
Class A Common Stock Acquisiton 2016-08-08 200 $5.25 3,611,284 No 4 P Direct
Class A Common Stock Acquisiton 2016-08-08 100 $5.28 3,611,384 No 4 P Direct
Class A Common Stock Acquisiton 2016-08-08 100 $5.31 3,611,484 No 4 P Direct
Class A Common Stock Acquisiton 2016-08-09 1,800 $5.15 3,613,284 No 4 P Direct
Class A Common Stock Acquisiton 2016-08-09 600 $5.08 3,613,884 No 4 P Direct
Class A Common Stock Acquisiton 2016-08-09 100 $5.12 3,613,984 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.