Filing Details
- Accession Number:
- 0000899243-16-026673
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-09 20:22:41
- Reporting Period:
- 2016-08-05
- Filing Date:
- 2016-08-09
- Accepted Time:
- 2016-08-09 20:22:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1403528 | Oaktree Capital Group Llc | OAK | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1372704 | M David Kirchheimer | C/O Oaktree Capital Group, Llc 333 South Grand Avenue, 28Th Floor Los Angeles CA 90071 | See Remarks | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Units | Disposition | 2016-08-05 | 1,800 | $44.90 | 89,867 | No | 4 | S | Direct | |
Class A Units | Disposition | 2016-08-08 | 14,867 | $45.11 | 75,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $44.75 to $44.94. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of units and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $44.75 to $45.55. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of units and prices at which the transaction was effected.