Home > Insider Trading > Filing (0000899243-16-026669)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1403528	Oaktree Capital Group Llc	OAK	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1372819	John Frank	C/O Oaktree Capital Group, Llc 333 South Grand Avenue, 28Th Floor Los Angeles CA 90071	Vice Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Units	Disposition	2016-08-05	1,850	$44.90	89,817	No	4	S	Direct
Class A Units	Disposition	2016-08-08	14,817	$45.11	75,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $44.75 to $44.94. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of units and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $44.75 to $45.55. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of units and prices at which the transaction was effected.