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Home > Insider Trading > Filing (0001140361-16-075530)

Filing Details

Accession Number:: 0001140361-16-075530
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-08-09 19:44:05
Reporting Period:: 2016-08-09

Filing Date:: 2016-08-09
Accepted Time:: 2016-08-09 19:44:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1259429	Ticc Capital Corp.	TICC	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1064150	P Steven Novak	8 Sound Shore Drive Suite 255 Greenwich CT 06830		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.01 Par Value	Acquisiton	2016-08-09	5,000	$6.01	25,540	No	4	P	Indirect	Held by spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Held by spouse

Footnotes

Includes 1065.588 shares acquired under the TICC Capital Corp. dividend reinvestment plan since the filing of Mr. Novak's previous beneficial ownership report on Form 4 on May 20, 2016.