Home > Insider Trading > Filing (0000899243-16-026620)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1001902	Intevac Inc	IVAC	Special Industry Machinery, Nec (3559)	943125814

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1458693	A Matthew Drapkin	10 Corbin Drive, 3Rd Floor Darien CT 06820		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-08-05	20,453	$5.89	839,074	No	4	P	Indirect	See footnotes
Common Stock	Acquisiton	2016-08-08	63,131	$6.09	902,205	No	4	P	Indirect	See footnotes
Common Stock	Acquisiton	2016-08-09	91,416	$6.13	993,621	No	4	P	Indirect	See footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnotes
No	4	P	Indirect	See footnotes
No	4	P	Indirect	See footnotes

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	7,000	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Non-Qualified Stock Options	$7.89		2020-12-20	18,000	18,000	Direct
Common Stock	Non-Qualified Stock Options	$7.37	2015-05-29	2021-05-29	14,000	14,000	Direct
Common Stock	Non-Qualified Stock Options	$5.62	2016-06-04	2022-06-04	13,000	13,000	Direct
Common Stock	Non-Qualified Stock Options	$4.80	2017-05-19	2023-05-19	13,000	13,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-12-20	18,000	18,000	Direct
2021-05-29	14,000	14,000	Direct
2022-06-04	13,000	13,000	Direct
2023-05-19	13,000	13,000	Direct

Footnotes

Represents Common Stock of the Issuer directly held by Northern Right Capital (QP), L.P. ("Northern Right QP").
Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of Northern Right Capital Management, L.P. ("Northern Right Management") (of which Mr. Drapkin is a limited partner), and Northern Right Management is the general partner of, and investment manager for, Northern Right QP. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.
Represents 7,000 Restricted Stock Units that vested in full on May 15, 2015.
These options vested in two equal installments on December 20, 2014 and December 20, 2015.