Filing Details
- Accession Number:
- 0000905148-16-001814
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2016-08-09 17:23:45
- Reporting Period:
- 2016-06-01
- Filing Date:
- 2016-08-09
- Accepted Time:
- 2016-08-09 17:23:45
- Original Submission Date:
- 2016-06-01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1358762 | Reata Pharmaceuticals Inc | RETA | Pharmaceutical Preparations (2834) | 113651945 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1372218 | Cpmg Inc | 2000 Mckinney Ave., Ste 2125 Dallas TX 75201 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-06-01 | 132,614 | $11.00 | 160,265 | No | 4 | P | Indirect | By Kestrel Fund, LP |
| Class A Common Stock | Acquisiton | 2016-06-01 | 64,712 | $11.00 | 78,205 | No | 4 | P | Indirect | By Mallard Fund, LP |
| Class A Common Stock | Acquisiton | 2016-06-01 | 275,047 | $11.00 | 332,396 | No | 4 | P | Indirect | By Yellow Warbler, LP |
| Class A Common Stock | Acquisiton | 2016-06-01 | 53,119 | $11.00 | 53,119 | No | 4 | P | Indirect | By Blackwell Partners, LLC |
| Class A Common Stock | Acquisiton | 2016-06-01 | 16,366 | $11.00 | 16,366 | No | 4 | P | Indirect | By Crested Crane, LP |
| Class A Common Stock | Acquisiton | 2016-06-01 | 18,951 | $11.00 | 18,951 | No | 4 | P | Indirect | By Flamingo Fund, LP |
| Class A Common Stock | Acquisiton | 2016-06-01 | 68,912 | $11.00 | 68,912 | No | 4 | P | Indirect | By Gallopavo, LP |
| Class A Common Stock | Acquisiton | 2016-06-01 | 72,357 | $11.00 | 72,357 | No | 4 | P | Indirect | By Roadrunner Fund, LP |
| Class A Common Stock | Acquisiton | 2016-06-01 | 99,922 | $11.00 | 99,922 | No | 4 | P | Indirect | By Sandpiper Fund, LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Kestrel Fund, LP |
| No | 4 | P | Indirect | By Mallard Fund, LP |
| No | 4 | P | Indirect | By Yellow Warbler, LP |
| No | 4 | P | Indirect | By Blackwell Partners, LLC |
| No | 4 | P | Indirect | By Crested Crane, LP |
| No | 4 | P | Indirect | By Flamingo Fund, LP |
| No | 4 | P | Indirect | By Gallopavo, LP |
| No | 4 | P | Indirect | By Roadrunner Fund, LP |
| No | 4 | P | Indirect | By Sandpiper Fund, LP |
Footnotes
- These shares of Class A common stock ("Shares") were inadvertently omitted from the Reporting Person's Form 4 filed June 1, 2016, and subsequent Forms 4.
- These Shares were purchased in the Issuer's initial public offering, which closed on June 1, 2016.
- The Reporting Person is the investment manager of each of: Blackwell Partners, LLC; Crested Crane, LP; Flamingo Fund, LP; Gallopavo, LP; Roadrunner Fund, LP; Sandpiper Fund, LP; Mallard Fund, LP; Yellow Warbler, LP; Kestrel Fund, LP; Willet Fund, LP; CD Fund, LP; and Redbird Life Sciences Partners, LP. The Reporting Person disclaims beneficial ownership of the Shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Billionaire Hedge Funds
