Filing Details

Accession Number:
0000950142-16-004255
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-09 17:01:33
Reporting Period:
2016-08-05
Filing Date:
2016-08-09
Accepted Time:
2016-08-09 17:01:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1569391 Kcg Holdings Inc. KCG () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1017645 General Atlantic Llc C/O General Atlantic Service Company,Llc
55 East 52Nd Street, 32Nd Floor
New York NY 10055
No No Yes Yes
1282203 Gap Coinvestments Iii, Llc C/O General Atlantic Service Company,Llc
55 East 52Nd Street, 32Nd Floor
New York NY 10055
No No Yes Yes
1282372 Gap Coinvestments Iv, Llc C/O General Atlantic Service Company,Llc
55 East 52Nd Street, 32Nd Floor
New York NY 10055
No No Yes Yes
1396680 Gap-W, Llc C/O General Atlantic Service Company,Llc
55 East 52Nd Street, 32Nd Floor
New York NY 10055
No No Yes Yes
1467002 General Atlantic Partners 83, L.p. C/O General Atlantic Service Company,Llc
55 East 52Nd Street, 32Nd Floor
New York NY 10055
No No Yes Yes
1467926 General Atlantic Genpar, L.p. C/O General Atlantic Service Company,Llc
55 East 52Nd Street, 32Nd Floor
New York NY 10055
No No Yes Yes
1567885 General Atlantic Partners 93, L.p. C/O General Atlantic Service Company,Llc
55 East 52Nd Street, 32Nd Floor
New York NY 10055
No No Yes Yes
1580305 Ga-Gtco Aiv, L.p. C/O General Atlantic Service Company,Llc
55 East 52Nd Street, 32Nd Floor
New York NY 10055
No No Yes Yes
1580314 Ga-Gtco Us Aiv, L.p. C/O General Atlantic Service Company,Llc
55 East 52Nd Street, 32Nd Floor
New York NY 10055
No No Yes Yes
1580338 Ga-Gtco Interholdco, Llc C/O General Atlantic Service Company,Llc
55 East 52Nd Street, 32Nd Floor
New York NY 10055
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Per Share Disposition 2016-08-05 1,500,000 $14.85 18,709,027 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. GA-GTCO Interholdco is the direct record holder of 18,709,027 shares of the issuer's Class A Common Stock, par value $0.01 per share (the "Class A Common Stock").
  2. General Atlantic Partners 83, L.P., a Delaware limited partnership ("GAP 83"), is a member of GA-GTCO Interholdco and indirectly beneficially owns 5,469,459 shares of Class A Common Stock held by GA-GTCO Interholdco; General Atlantic Partners 93, L.P., a Delaware limited partnership ("GAP 93"), is a member of GA-GTCO Interholdco and indirectly beneficially owns 2,731,495 shares of Class A Common Stock held by GA-GTCO Interholdco; GA-GTCO US AIV, L.P., a Delaware limited partnership ("GA US AIV"), is a member of GA-GTCO Interholdco and indirectly beneficially owns 2,991,216 shares of Class A Common Stock held by GA-GTCO Interholdco; GA-GTCO AIV, L.P., a Delaware limited partnership ("GA AIV"), is a member of GA-GTCO Interholdco and indirectly beneficially owns 1,744,139 shares of Class A Common Stock held by GA-GTCO Interholdco; (cont'd in footnote 3)
  3. (cont'd from footnote 2) GAP-W, LLC, a Delaware limited liability company ("GAP-W"), is a member of GA-GTCO Interholdco and indirectly beneficially owns 3,874,750 shares of Class A Common Stock held by GA-GTCO Interholdco; GAP Coinvestments III, LLC, a Delaware limited liability company ("GAPCO III"), is a member of GA-GTCO Interholdco and indirectly beneficially owns 1,338,525 shares of Common Stock held by GA-GTCO Interholdco; GAP Coinvestments IV, LLC, a Delaware limited liability company ("GAPCO IV"), is a member of GA-GTCO Interholdco and indirectly beneficially owns 318,997 shares of Class A Common Stock held by GA-GTCO Interholdco; GAP Coinvestments CDA, L.P., a Delaware limited partnership ("GAPCO CDA"), is a member of GA-GTCO Interholdco and indirectly beneficially owns 25,575 shares of Class A Common Stock held by GA-GTCO Interholdco; (cont'd in footnote 4)
  4. (cont'd from footnote 3) and GapStar, LLC, a Delaware limited liability company ("GapStar" and, together with GAP 83, GAP 93, GA US AIV, GA AIV, GAP-W, GAPCO III, GAPCO IV and GAPCO CDA, the "GA Funds"), is a member of GA-GTCO Interholdco and indirectly beneficially owns 214,871 shares of Class A Common Stock held by GA-GTCO Interholdco.
  5. The general partner of GAP 83, GAP 93, GAP US AIV and GAP AIV is General Atlantic GenPar, L.P. ("GenPar"). GenPar is also the manager of GAP-W. The general partner of GenPar is General Atlantic LLC ("GA LLC"). GA LLC is the managing member of GAPCO III and GAPCO IV and the general partner of GAPCO CDA. While GA LLC and GenPar may be deemed to beneficially own all of the Class A Common Stock and Warrants reported as beneficially owned by the reporting persons herein, each disclaims such beneficial ownership except to the extent of their respective pecuniary interest therein. Certain managing directors of GA LLC are the members of GapStar. (cont'd in footnote 6)
  6. (cont'd from footnote 5) The managing directors of GA LLC may be deemed to share voting and dispositive power with respect to shares and interests held by the GA Funds, and voting and disposition decisions are made by a portfolio committee of GA LLC comprised of certain of the managing directors and officers of GA LLC. All individuals disclaim beneficial ownership of the securities owned by GA-GTCO Interholdco, except to the extent of their respective pecuniary interest therein.