Filing Details
- Accession Number:
- 0001104659-11-005374
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-07 16:55:12
- Reporting Period:
- 2011-02-07
- Filing Date:
- 2011-02-07
- Accepted Time:
- 2011-02-07 16:55:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1096738 | Epocrates Inc | EPOC | Services-Computer Processing & Data Preparation (7374) | 943326769 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1190472 | A Mark Wan | C/O Three Arch Partners 3200 Alpine Road Portola Valley CA 94028 | No | No | No | Yes | |
| 1190474 | E Wilfred Jaeger | C/O Three Arch Partners 3200 Alpine Road Portola Valley CA 94028 | No | No | No | Yes | |
| 1256737 | Three Arch Management Ii Llc | C/O Three Arch Partners 3200 Alpine Road Portola Valley CA 94028 | No | No | No | Yes | |
| 1256740 | Three Arch Partners Ii Lp | C/O Three Arch Partners 3200 Alpine Road Portola Valley CA 94028 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-07 | 1,018,165 | $0.00 | 1,018,165 | No | 4 | C | Indirect | See Footnote |
| Common Stock | Acquisiton | 2011-02-07 | 348,001 | $0.00 | 1,366,166 | No | 4 | C | Indirect | See Footnote |
| Common Stock | Acquisiton | 2011-02-07 | 581,279 | $0.00 | 1,947,445 | No | 4 | C | Indirect | See Footnote |
| Common Stock | Disposition | 2011-02-07 | 292,116 | $16.00 | 1,655,329 | No | 4 | S | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | See Footnote |
| No | 4 | C | Indirect | See Footnote |
| No | 4 | C | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Convertible Preferred Stock | Disposition | 2011-02-07 | 1,295,376 | $0.00 | 1,018,165 | $0.00 |
| Common Stock | Series B Convertible Preferred Stock | Disposition | 2011-02-07 | 383,205 | $0.00 | 348,001 | $0.00 |
| Common Stock | Series C Convertible Preferred Stock | Disposition | 2011-02-07 | 739,541 | $0.00 | 581,279 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect |
Footnotes
- The shares are owned by Three Arch Partners II, L.P. ("Three Arch"). Three Arch Management II, L.L.C. ("TAM II") is the general partner of Three Arch and thereby has sole voting and investment control over the shares owned by the Three Arch. Mark A. Wan and Wilfred E. Jaeger are managing members of TAM II and have shared voting and investment control over the shares owned by Three Arch. The managing members of TAM II disclaim beneficial ownership of the shares held by Three Arch except to the extent of their respective pecuniary interest therein.
- Each of the shares of the Issuer's Series A Convertible Preferred Stock and Series C Convertible Preferred Stock automatically converted into 0.786 shares of the Issuer's Common Stock immediately prior to the closing of the Issuer's initial public offering and have no expiration date.
- Each of the shares of the Issuer's Series B Convertible Preferred Stock automatically converted into 0.90813437 shares of the Issuer's Common Stock immediately prior to the closing of the Issuer's initial public offering and has no expiration date.
Billionaire Hedge Funds
