Filing Details

Accession Number:
0001104659-11-005368
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-07 16:46:42
Reporting Period:
2011-02-07
Filing Date:
2011-02-07
Accepted Time:
2011-02-07 16:46:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1096738 Epocrates Inc EPOC Services-Computer Processing & Data Preparation (7374) 943326769
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1293171 H Gilbert Kliman C/O Interwest Partners
2710 Sand Hill Road, Second Floor
Menlo Park CA 94025
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-07 1,315,803 $0.00 1,315,803 No 4 C Indirect See Footnote
Common Stock Acquisiton 2011-02-07 711,602 $0.00 2,027,405 No 4 C Indirect See Footnote
Common Stock Acquisiton 2011-02-07 265,120 $0.00 2,292,525 No 4 C Indirect See Footnote
Common Stock Disposition 2011-02-07 407,401 $16.00 1,885,124 No 4 S Indirect See Footnote
Common Stock Acquisiton 2011-02-07 59,696 $0.00 59,696 No 4 C Indirect See Footnote
Common Stock Acquisiton 2011-02-07 34,005 $0.00 93,701 No 4 C Indirect See Footnote
Common Stock Acquisiton 2011-02-07 12,208 $0.00 105,909 No 4 C Indirect See Footnote
Common Stock Disposition 2011-02-07 18,822 $16.00 87,087 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 S Indirect See Footnote
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 S Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Convertible Preferred Stock Disposition 2011-02-07 1,674,050 $0.00 1,315,803 $0.00
Common Stock Series A Convertible Preferred Stock Disposition 2011-02-07 75,950 $0.00 59,696 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2011-02-07 783,587 $0.00 711,602 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2011-02-07 37,445 $0.00 34,005 $0.00
Common Stock Series C Convertible Preferred Stock Disposition 2011-02-07 337,304 $0.00 265,120 $0.00
Common Stock Series C Convertible Preferred Stock Disposition 2011-02-07 15,533 $0.00 12,208 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Represents shares owned by InterWest Partners VII, L.P. ("IWP7"). InterWest Management Partners VII, LLC ("IMP7") is the general partner of IWP7 and InterWest Investors VII, L.P. ("IWI7" and together with IWP7, the "InterWest Funds") and thereby has sole voting and investment control over the shares owned by the InterWest Funds. Gilbert H. Kliman, Harvey B. Cash, Philip T. Gianos, W. Scott Hedrick, W. Stephen Holmes, Thomas L. Rosch and Arnold L. Oronsky are managing directors of IMP7 and have shared voting and investment control over the shares owned by the InterWest Funds. The managing directors and members of IMP7, including Gilbert H. Kliman, disclaim beneficial ownership of the shares owned by the InterWest Funds, except to the extent of their respective pecuniary interest therein.
  2. Represents shares owned by InterWest Investors VII, L.P. ("IWI7"). InterWest Management Partners VII, LLC ("IMP7") is the general partner of IWI7 and InterWest Partners VII, L.P. ("IWP7" and together with IWI7, the "InterWest Funds") and thereby has sole voting and investment control over the shares owned by the InterWest Funds. Gilbert H. Kliman, Harvey B. Cash, Philip T. Gianos, W. Scott Hedrick, W. Stephen Holmes, Thomas L. Rosch and Arnold L. Oronsky are managing directors of IMP7 and have shared voting and investment control over the shares owned by the InterWest Funds. The managing directors and members of IMP7, including Gilbert H. Kliman, disclaim beneficial ownership of the shares owned by the InterWest Funds, except to the extent of their respective pecuniary interest therein.
  3. Each of the shares of the Issuer's Series A Convertible Preferred Stock and Series C Convertible Preferred Stock automatically converted into 0.786 shares of the Issuer's Common Stock immediately prior to the closing of the Issuer's initial public offering and have no expiration date.
  4. Each of the shares of the Issuer's Series B Convertible Preferred Stock automatically converted into 0.90813437 shares of the Issuer's Common Stock immediately prior to the closing of the Issuer's initial public offering and has no expiration date.