Filing Details
- Accession Number:
- 0001001250-11-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-07 16:45:50
- Reporting Period:
- 2011-02-03
- Filing Date:
- 2011-02-07
- Accepted Time:
- 2011-02-07 16:45:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1125668 | W Richard Kunes | The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | Exec. V.p. - Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2011-02-03 | 50,000 | $42.58 | 80,571 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2011-02-03 | 43,489 | $86.85 | 37,082 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2011-02-03 | 16,667 | $87.50 | 20,415 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Option (right to buy) | Disposition | 2011-02-03 | 50,000 | $0.00 | 50,000 | $42.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-01-01 | 2017-09-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 6,440 | Indirect | Shares held by spouse |
Footnotes
- The exercise of stock options and the sale of the underlying shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c), previously entered into on November 12, 2010.
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 16,666 shares exercisable from and after January 1, 2009; 16,667 shares exercisable from and after January 1, 2010; 16,667 shares exercisable from and after January 1, 2011.
- Not Applicable
- The Reporting Person also has options to purchase at various prices 181,435 shares of Class A Common Stock, 53,333 of which are currently exercisable.
- Sales prices range from $86.48 to $87.29 per share, inclusive.
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