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Filing Details

Accession Number:: 0001381668-16-000240
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-08-09 12:06:36
Reporting Period:: 2016-08-08

Filing Date:: 2016-08-09
Accepted Time:: 2016-08-09 12:06:36
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1381668	Tfs Financial Corp	TFSL	Savings Institution, Federally Chartered (6035)	522054948

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1388157	S David Huffman	7007 Broadway Avenue Cleveland OH 44105	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-08-08	19,133	$11.64	31,221	No	4	M	Direct
Common Stock	Acquisiton	2016-08-08	10,800	$14.85	42,021	No	4	M	Direct
Common Stock	Disposition	2016-08-08	14,413	$18.41	27,608	No	4	F	Direct
Common Stock	Disposition	2016-08-08	9,401	$18.40	18,207	No	4	F	Direct
Common Stock	Disposition	2016-08-08	4,720	$18.43	13,487	No	4	S	Direct
Common Stock	Disposition	2016-08-08	1,399	$18.43	12,088	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	F	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2016-08-08	19,133	$0.00	19,133	$11.64
Common Stock	Employee Stock Option (right to buy)	Disposition	2016-08-08	10,800	$0.00	10,800	$14.85

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
9,567		2023-12-03	No	4	M	Direct
21,600		2024-12-18	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	45,175	Indirect	By Spouse
Common Stock	6,476	Indirect	By ESOP
Common Stock	55,482	Indirect	By 401(k)

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Restricted Stock Units	$0.00		3,600	3,600	Direct
Common Stock	Restricted Stock Units	$0.00		1,400	1,400	Direct
Common Stock	Restricted Stock Units	$0.00		2,200	2,200	Direct
Common Stock	Employee Stock Option (right to buy)	$14.81	2025-05-28	108,300	108,300	Direct
Common Stock	Restricted Stock Units	$0.00		4,500	4,500	Direct
Common Stock	Restricted Stock Units	$0.00		4,200	4,200	Direct
Common Stock	Employee Stock Option (right to buy)	$19.06	2025-12-17	49,200	49,200	Direct
Common Stock	Restricted Stock Units	$0.00		16,320	16,320	Direct
Common Stock	Restricted Stock Units	$0.00		33,605	33,605	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	3,600	3,600	Direct
	1,400	1,400	Direct
	2,200	2,200	Direct
2025-05-28	108,300	108,300	Direct
	4,500	4,500	Direct
	4,200	4,200	Direct
2025-12-17	49,200	49,200	Direct
	16,320	16,320	Direct
	33,605	33,605	Direct

Footnotes

Represents shares of common stock withheld by the issuer in payment by the reporting person of the exercise price. This transaction is exempt under Rule 16b-3(e).
Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 28,700 stock options on December 3, 2013. These stock options vest in three equal installments beginning December 3, 2014.
As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 32,400 stock options. These stock options vest in three equal annual installments beginning December 10, 2015.
Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
As reported on a Form 4 dated May 18, 2010, the reporting person received a grant of 3,600 restricted stock units ("RSUs") that vest in four equal annual installments beginning May 14, 2011. Vested shares may be distributed to the reporting person only after that person's termination of employment from TFS Financial Corporation.
As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 4,200 Restricted Stock Units ("RSU's") on December 3, 2013. These RSU's vest in three equal annual installments beginning December 3, 2014.
As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 3,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015.
As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 108,300 stock options on May 28, 2015. These stock options vest in five equal annual installments beginning May 28, 2016.
As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016.
As reported on a Form 4 dated May 14, 2009, the reporting person received a grant of 4,200 Restricted Stock Units ("RSUs") that vest in four equal annual installments beginning on May 12, 2010. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation.
As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 49,200 stock options on December 15, 2015. These stock options vest in three equal annual installments beginning December 10, 2016.
As reported on a Form 4 dated May 29, 2015, the reporting person received a grant of 20,400 Restricted Stock Units ("RSUs") on May 28, 2015. These RSUs vest in five equal annual installments beginning on May 28, 2016.
As reported on a Form 4 dated August 13, 2008, the reporting person was granted 35,100 restricted stock units that vest 10% on each of the third through the ninth anniversaries of the date of the grant and 30% on the tenth anniversary of the date of the grant. Vested shares may be distributed to the Reporting Person only after that person's termination of employment with TFS Financial Corporation. 1,495 shares were delivered to the issuer on June 25, 2014 to pay for applicable tax due upon vesting.