Filing Details
- Accession Number:
- 0001140361-16-075287
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-08 19:47:42
- Reporting Period:
- 2016-08-04
- Filing Date:
- 2016-08-08
- Accepted Time:
- 2016-08-08 19:47:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1481792 | Quadaphics Inc. | QUAD | National Commercial Banks (6021) | WI |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1093033 | S John Shiely | C/O Quad/Graphics, Inc. N61 W23044 Harry'S Way Sussex WI 53089 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-08-04 | 2,500 | $13.62 | 56,017 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2016-08-04 | 4,000 | $23.37 | 60,017 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2016-08-04 | 6,500 | $28.90 | 53,517 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2016-08-04 | 2,500 | $0.00 | 2,500 | $13.62 |
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2016-08-04 | 4,000 | $0.00 | 4,000 | $23.37 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-05-14 | 2021-11-18 | No | 4 | M | Direct |
3,500 | 2012-05-14 | 2017-01-31 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy) | $29.37 | 2012-05-14 | 2018-01-31 | 2,500 | 2,500 | Direct |
Class A Common Stock | Stock Option (Right to Buy) | $15.37 | 2012-05-14 | 2019-01-31 | 2,500 | 2,500 | Direct |
Class A Common Stock | Stock Option (Right to Buy) | $16.62 | 2020-01-31 | 7,500 | 7,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-01-31 | 2,500 | 2,500 | Direct |
2019-01-31 | 2,500 | 2,500 | Direct |
2020-01-31 | 7,500 | 7,500 | Direct |
Footnotes
- Includes 1,552 additional deferred stock units resulting from the payment of dividends on the class A common stock underlying deferred stock units previously granted.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $28.725 to $29.03. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- Became exercisable as to 5,025 shares on May 14, 2012, and 2,475 shares on November 18, 2012.