Filing Details
- Accession Number:
- 0001140361-16-075277
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-08 19:41:05
- Reporting Period:
- 2016-08-04
- Filing Date:
- 2016-08-08
- Accepted Time:
- 2016-08-08 19:41:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1481792 | Quadaphics Inc. | QUAD | Commercial Printing (2750) | 391152983 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1495596 | J Thomas Frankowski | C/O Quad/Graphics, Inc. N61 W23044 Harry'S Way Sussex WI 53089 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2016-08-04 | 25,000 | $23.37 | 257,080 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2016-08-04 | 25,000 | $28.87 | 232,080 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2016-08-05 | 15,000 | $23.37 | 247,080 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2016-08-05 | 15,000 | $28.99 | 232,080 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Options (Right to Buy) | Disposition | 2016-08-04 | 25,000 | $0.00 | 25,000 | $23.37 |
| Class A Common Stock | Stock Options (Right to Buy) | Disposition | 2016-08-05 | 15,000 | $0.00 | 15,000 | $23.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,000 | 2017-01-31 | No | 4 | M | Direct | |
| 0 | 2017-01-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 6,322 | Indirect | By 401(a) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Options (Right to Buy) | $13.47 | 2021-11-18 | 3,583 | 3,583 | Direct | |
| Class A Common Stock | Stock Options (Right to Buy) | $13.47 | 2021-11-18 | 6,038 | 6,038 | Direct | |
| Class A Common Stock | Stock Options (Right to Buy) | $13.47 | 2021-11-18 | 3,281 | 3,281 | Direct | |
| Class A Common Stock | Stock Options (Right to Buy) | $13.47 | 2021-11-18 | 3,544 | 3,544 | Direct | |
| Class A Common Stock | Stock Options (Right to Buy) | $19.12 | 2021-11-18 | 1,200 | 1,200 | Direct | |
| Class A Common Stock | Stock Options (Right to Buy) | $13.47 | 2021-11-18 | 7,750 | 7,750 | Direct | |
| Class A Common Stock | Stock Options (Right to Buy) | $13.47 | 2021-11-18 | 3,875 | 3,875 | Direct | |
| Class A Common Stock | Stock Options (Right to Buy) | $29.37 | 2018-01-31 | 20,000 | 20,000 | Direct | |
| Class A Common Stock | Stock Options (Right to Buy) | $15.37 | 2019-01-31 | 28,500 | 28,500 | Direct | |
| Class A Common Stock | Stock Options (Right to Buy) | $16.62 | 2020-01-31 | 20,000 | 20,000 | Direct | |
| Class A Common Stock | Stock Options (Right to Buy) | $41.26 | 2021-01-01 | 23,929 | 23,929 | Direct | |
| Class A Common Stock | Stock Options (Right to Buy) | $14.14 | 2022-01-01 | 23,929 | 23,929 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-11-18 | 3,583 | 3,583 | Direct |
| 2021-11-18 | 6,038 | 6,038 | Direct |
| 2021-11-18 | 3,281 | 3,281 | Direct |
| 2021-11-18 | 3,544 | 3,544 | Direct |
| 2021-11-18 | 1,200 | 1,200 | Direct |
| 2021-11-18 | 7,750 | 7,750 | Direct |
| 2021-11-18 | 3,875 | 3,875 | Direct |
| 2018-01-31 | 20,000 | 20,000 | Direct |
| 2019-01-31 | 28,500 | 28,500 | Direct |
| 2020-01-31 | 20,000 | 20,000 | Direct |
| 2021-01-01 | 23,929 | 23,929 | Direct |
| 2022-01-01 | 23,929 | 23,929 | Direct |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $28.79 to $29.01. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- The price in Column 4 is a weighted average price. The prices actually received ranged from $28.88 to $29.08. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- Became exercisable as to 3,859 shares on May 14, 2012, and become exercisable ratably over the next two years with respect to the remaining shares beginning on November 18, 2012.
- Became exercisable as to 3,675 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- Became exercisable as to 1,838 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- Became exercisable as to 1,837 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- Became exercisable on May 14, 2012.
- Became exercisable as to 3,500 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- Became exercisable as to 1,750 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- Became exercisable as to 20,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- Became exercisable as to 8,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- Became exercisable as to 9,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- Became exercisable as to 4,000 shares on May 14, 2012, and become exercisable ratably over the next three years with respect to the remaining shares beginning on November 18, 2012.
- Vests and becomes exercisable in three equal annual installments beginning on January 1, 2013.
- Vests and becomes exercisable in three equal annual installments beginning on January 1, 2014.
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