Filing Details
- Accession Number:
- 0001225208-16-037620
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-08 18:39:45
- Reporting Period:
- 2016-08-04
- Filing Date:
- 2016-08-08
- Accepted Time:
- 2016-08-08 18:39:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
793952 | Harley Davidson Inc | HOG | Motorcycles, Bicycles & Parts (3751) | 391382325 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1466727 | R Mark Kornetzke | Harley-Davidson, Inc. 3700 West Juneau Avenue Milwaukee WI 53208 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2016-08-04 | 1,681 | $52.16 | 0 | No | 4 | S | Direct | |
Common Stock | Disposition | 2016-08-05 | 2,528 | $53.49 | 1,747 | No | 4 | I | Indirect | By 401(k) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | I | Indirect | By 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 3,005 | 3,005 | Direct | ||
Common Stock | Stock Option (right to buy) | $63.49 | 2016-02-03 | 2025-02-03 | 2,100 | 2,100 | Direct |
Common Stock | Stock Option (right to buy) | $51.78 | 2014-02-04 | 2023-02-04 | 2,369 | 2,369 | Direct |
Common Stock | Stock Option (right to buy) | $62.33 | 2015-02-04 | 2024-02-04 | 2,071 | 2,071 | Direct |
Common Stock | Stock Option (right to buy) | $45.32 | 2013-02-06 | 2022-02-06 | 2,565 | 2,565 | Direct |
Common Stock | Stock Option (right to buy) | $41.33 | 2012-02-09 | 2021-02-09 | 2,524 | 2,524 | Direct |
Common Stock | Stock Option (right to buy) | $22.63 | 2011-02-10 | 2020-02-10 | 3,626 | 3,626 | Direct |
Common Stock | Stock Option (right to buy) | $68.91 | 2008-02-14 | 2017-02-14 | 1,698 | 1,698 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
3,005 | 3,005 | Direct | |
2025-02-03 | 2,100 | 2,100 | Direct |
2023-02-04 | 2,369 | 2,369 | Direct |
2024-02-04 | 2,071 | 2,071 | Direct |
2022-02-06 | 2,565 | 2,565 | Direct |
2021-02-09 | 2,524 | 2,524 | Direct |
2020-02-10 | 3,626 | 3,626 | Direct |
2017-02-14 | 1,698 | 1,698 | Direct |
Footnotes
- On August 5, 2016, Mr. Kornetzke reallocated the funds in his 40l(k) account.
- Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 (granted pursuant to the 2014 Incentive Stock Plan) and 2/2/2016 ( granted pursuant to the 2014 Incentive Stock Plan) each vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
- Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
- Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
- Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.
- All options are currently exercisable.
- Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
- Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.