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Home > Insider Trading > Filing (0000073124-16-000423)

Filing Details

Accession Number:: 0000073124-16-000423
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-08-08 18:10:00
Reporting Period:: 2016-08-04

Filing Date:: 2016-08-08
Accepted Time:: 2016-08-08 18:10:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
73124	Northern Trust Corp	NTRS	State Commercial Banks (6022)	362723087

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1618993	Gillian Susan Pembleton	50 South Lasalle Street Chicago IL 60603	Evp, Human Resources	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-08-04	2,013	$63.36	25,228	No	4	M	Direct
Common Stock	Disposition	2016-08-04	2,013	$66.86	23,215	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right-to-buy)	Disposition	2016-08-04	2,013	$0.00	2,013	$63.36

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2017-02-20	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	1,900	Indirect	UK Employee Share Ownership Plan as of 6/30/2016

Footnotes

Includes 16,118 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
This option became exercisable in four equal annual installments beginning 2/20/2008.