Filing Details
- Accession Number:
- 0001181431-11-007868
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2011-02-07 16:33:36
- Reporting Period:
- 2010-12-31
- Filing Date:
- 2011-02-07
- Accepted Time:
- 2011-02-07 16:33:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1011509 | Golden Minerals Co | AUMN | Gold And Silver Ores (1040) | 841363747 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1446962 | Plc Mining Hochschild | Calle La Colonia 180 Urb. El Vivero, Santiago De Surco Lima Peru R5 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-11-03 | 400,000 | $0.00 | 0 | No | 5 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | WARRANTS | Acquisiton | 2010-01-07 | 0 | $0.00 | 300,000 | $15.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
300,000 | 2010-01-07 | 2013-01-07 | No | 5 | J | Indirect |
Footnotes
- Hochschild Mining plc sold all of its Common Stock between November 3, 2010 and December 15, 2010 at which time it had ceased to be a 10% owner for a period in excess of six months. The dates of sale, price per share sold, and amount sold are set forth on Schedule I. Hochschild Mining plc retains Warrants to purchase 300,000 shares of Common Stock.
- Held through wholly-owned subsidiary, Hochschild Mining Holdings Limited.