Filing Details
- Accession Number:
- 0001209191-16-135906
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-08 16:56:20
- Reporting Period:
- 2016-08-05
- Filing Date:
- 2016-08-08
- Accepted Time:
- 2016-08-08 16:56:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1012620 | Genesee & Wyoming Inc | GWR | Railroads, Line-Haul Operating (4011) | 060984624 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1326669 | J Timothy Gallagher | C/O Genesee &Amp; Wyoming Inc. 20 West Avenue Darien CT 06820 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, $.01 Par Value | Acquisiton | 2016-08-05 | 5,104 | $51.94 | 54,847 | No | 4 | M | Direct | |
| Class A Common Stock, $.01 Par Value | Disposition | 2016-08-05 | 4,600 | $64.55 | 50,247 | No | 4 | S | Direct | |
| Class A Common Stock, $.01 Par Value | Disposition | 2016-08-08 | 262 | $0.00 | 49,985 | No | 4 | J | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock, $.01 Value | Stock Option (Right to Buy) | Disposition | 2016-08-05 | 5,104 | $0.00 | 5,104 | $51.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-08-30 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2016.
- The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported in this Form 4.
- Represents the weighted average sales price for the price increments ranging from $64.50 to $64.70.
- Represents transfer of shares to Reporting Person's ex-spouse pursuant to a divorce decree dated 1/7/2015.
- This option award was granted under the Genesee & Wyoming Inc. Third Amended and Restated 2004 Omnibus Incentive Plan (the "Plan") and vested in three equal annual installments, beginning February 28, 2012.
Billionaire Hedge Funds
