Filing Details
- Accession Number:
- 0001225208-16-037601
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-08 15:58:28
- Reporting Period:
- 2016-08-04
- Filing Date:
- 2016-08-08
- Accepted Time:
- 2016-08-08 15:58:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
823768 | Waste Management Inc | WM | Refuse Systems (4953) | 731309529 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1549831 | E. Mark Schwartz | 1001 Fannin, Suite 4000 Houston TX 77002 | Sr. Vp, Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-08-04 | 27,056 | $32.19 | 67,117 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-08-04 | 19,844 | $36.89 | 86,961 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-08-04 | 11,236 | $41.37 | 98,197 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-08-04 | 6,669 | $34.94 | 104,866 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2016-08-04 | 5,691 | $54.64 | 110,557 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-08-04 | 70,496 | $65.89 | 40,061 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2016-08-04 | 5,691 | $54.64 | 5,691 | $54.64 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2016-08-04 | 11,236 | $41.37 | 11,236 | $41.37 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2016-08-04 | 19,844 | $36.89 | 19,844 | $36.89 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2016-08-04 | 6,669 | $34.94 | 6,669 | $34.94 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2016-08-04 | 27,056 | $32.19 | 27,056 | $32.19 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
17,076 | 2016-02-25 | 2025-02-25 | No | 4 | M | Direct |
11,236 | 2015-03-07 | 2024-03-07 | No | 4 | M | Direct |
0 | 2014-03-08 | 2023-03-08 | No | 4 | M | Direct |
0 | 2013-03-09 | 2022-03-09 | No | 4 | M | Direct |
0 | 2013-06-05 | 2022-06-05 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $65.71 to $66.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.
- Stock option granted pursuant to Waste Management, Inc. 2009 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.