Filing Details
- Accession Number:
- 0001225208-16-037600
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-08 15:44:18
- Reporting Period:
- 2016-08-08
- Filing Date:
- 2016-08-08
- Accepted Time:
- 2016-08-08 15:44:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1444397 | Ocean Shore Holding Co. | OSHC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1298422 | J Anthony Rizzotte | 1001 Asbury Avenue Ocean City NJ 08226 | Exec. V.p. & Chief Lend. Off. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-08-08 | 5,193 | $10.21 | 9,920 | No | 4 | M | Direct | |
Common Stock | Disposition | 2016-08-08 | 5,193 | $22.00 | 4,727 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2016-08-08 | 5,193 | $0.00 | 5,193 | $10.21 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-08-18 | 2020-08-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 23,604 | Indirect | By 401(k) |
Common Stock | 2,595 | Indirect | By deferred compensation plan |
Common Stock | 10,997 | Indirect | By ESOP |
Common Stock | 4,500 | Indirect | By Stock Award II |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $14.14 | 2014-11-19 | 2023-11-19 | 3,000 | 3,000 | Direct |
Common Stock | Stock Option (right to buy) | $11.32 | 2008-11-20 | 2017-11-20 | 433 | 433 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-11-19 | 3,000 | 3,000 | Direct |
2017-11-20 | 433 | 433 | Direct |
Footnotes
- This form reflects changes in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
- Stock Awards granted pursuant to the Ocean Shore Holding Co. 2010 Equity Incentive Plan vest in five equal annual installments commencing on November 19, 2014.
- Stock Options granted pursuant to the Ocean Shore Holding Co. 2010 Equity Incentive Plan vest in five equal annual installments commencing on August 18, 2011.
- Stock Options granted pursuant to the Ocean Shore Holding Co. 2010 Equity Incentive Plan vest in five equal annual installments commencing on November 19, 2014.
- Stock Options granted pursuant to the Ocean Shore Holding Co. 2005 Equity Incentive Plan vest in five equal annual installments commencing on November 20, 2008.