Home > Insider Trading > Filing (0001225208-16-037590)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
26172	Cummins Inc	CMI	Engines & Turbines (3510)	350257090

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1327988	Joseph Richard Freeland	500 Jackson Street Columbus IN 47201	President & Coo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common	Disposition	2016-08-05	2,500	$125.00	5,808	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common	2,611	Indirect	By 401(k) Plan
Common	25,206	Indirect	By Trust

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common	Stock Option (Right-to-Buy)	$58.12	2012-03-01	2020-03-01	10,900	10,900	Direct
Common	Stock Option (Right-to-Buy)	$19.42	2011-03-02	2019-03-02	3,650	3,650	Direct
Common	Stock Option (Right-to-Buy)	$120.28	2014-04-02	2022-04-02	11,030	11,030	Direct
Common	Stock Option (Right-to-Buy)	$111.84	2015-04-02	2023-04-02	16,450	16,450	Direct
Common	Stock Option (Right-to-Buy)	$149.34	2017-04-02	2024-04-02	12,290	12,290	Direct
Common	Stock Option (Right-to-Buy)	$136.82	2018-04-02	2025-04-02	22,340	22,340	Direct
Common	Stock Option (Right-to-Buy)	$109.09	2019-04-04	2026-04-04	48,500	48,500	Direct
Common	Stock Option (Right-to-Buy)	$119.77	2013-05-02	2021-05-02	8,150	8,150	Direct
Common	Stock Option (Right-to-Buy)	$154.20	2017-07-16	2024-07-16	1,960	1,960	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-03-01	10,900	10,900	Direct
2019-03-02	3,650	3,650	Direct
2022-04-02	11,030	11,030	Direct
2023-04-02	16,450	16,450	Direct
2024-04-02	12,290	12,290	Direct
2025-04-02	22,340	22,340	Direct
2026-04-04	48,500	48,500	Direct
2021-05-02	8,150	8,150	Direct
2024-07-16	1,960	1,960	Direct

Footnotes

Sale pursuant to Rule 10b5-1 Trading Plan entered into on November 23, 2015.
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.