Filing Details

Accession Number:
0001209191-16-135793
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-08 12:42:53
Reporting Period:
2016-08-04
Filing Date:
2016-08-08
Accepted Time:
2016-08-08 12:42:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Financial Inc. TIPT Insurance Agents, Brokers & Service (6411) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tiptree Financial Inc.
780 Third Avenue 21St Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-08-04 1,000 $5.16 3,607,484 No 4 P Direct
Class A Common Stock Acquisiton 2016-08-04 692 $5.17 3,608,176 No 4 P Direct
Class A Common Stock Acquisiton 2016-08-04 308 $5.18 3,608,484 No 4 P Direct
Class A Common Stock Acquisiton 2016-08-04 100 $5.15 3,608,584 No 4 P Direct
Class A Common Stock Acquisiton 2016-08-05 100 $5.21 3,608,684 No 4 P Direct
Class A Common Stock Acquisiton 2016-08-05 200 $5.22 3,608,884 No 4 P Direct
Class A Common Stock Acquisiton 2016-08-05 100 $5.25 3,608,984 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.