Filing Details
- Accession Number:
- 0001209191-16-135793
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-08 12:42:53
- Reporting Period:
- 2016-08-04
- Filing Date:
- 2016-08-08
- Accepted Time:
- 2016-08-08 12:42:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1393726 | Tiptree Financial Inc. | TIPT | Insurance Agents, Brokers & Service (6411) | 383754322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1498811 | Gene Michael Barnes | C/O Tiptree Financial Inc. 780 Third Avenue 21St Floor New York NY 10017 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2016-08-04 | 1,000 | $5.16 | 3,607,484 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-08-04 | 692 | $5.17 | 3,608,176 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-08-04 | 308 | $5.18 | 3,608,484 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-08-04 | 100 | $5.15 | 3,608,584 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-08-05 | 100 | $5.21 | 3,608,684 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-08-05 | 200 | $5.22 | 3,608,884 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2016-08-05 | 100 | $5.25 | 3,608,984 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.