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Home > Insider Trading > Filing (0001562180-16-002910)

Filing Details

Accession Number:: 0001562180-16-002910
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-08-05 17:05:49
Reporting Period:: 2016-08-03

Filing Date:: 2016-08-05
Accepted Time:: 2016-08-05 17:05:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1271214	Intersect Ent Inc.	XENT	Surgical & Medical Instruments & Apparatus (3841)	200280837

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1614498	James Stambaugh	C/O Intersect Ent, Inc., 1555 Adams Dr. Menlo Park CA 94025	Vp Clinical Affairs	No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-08-03	3,977	$0.48	27,977	No	4	M	Direct
Common Stock	Disposition	2016-08-03	3,977	$17.00	24,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2016-08-03	3,977	$0.00	3,977	$0.48

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
10,716		2017-08-21	No	4	M	Direct

Footnotes

The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 10, 2016.
The shares subject to the option are immediately exercisable. 1/48th of the shares subject to the option vest monthly over 48 months beginning August 22, 2007.