Filing Details

Accession Number:
0000899243-16-026375
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-05 11:30:49
Reporting Period:
2016-08-03
Filing Date:
2016-08-05
Accepted Time:
2016-08-05 11:30:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1596946 Quotient Ltd QTNT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
923421 John L Wilkerson C/O Galen Partners, 680
Washington Blvd.
Stamford CT 06901
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2016-08-03 180,000 $5.50 6,489,618 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Ordinary Shares Ordinary Share Option (Right to Buy) $11.62 2025-10-31 7,505 7,505 Direct
Ordinary Shares Ordinary Share Option (right to buy) $8.00 2024-04-29 3,500 3,500 Direct
Ordinary Shares Ordinary Share Option (right to buy) $9.95 2024-10-31 5,025 5,025 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-10-31 7,505 7,505 Direct
2024-04-29 3,500 3,500 Direct
2024-10-31 5,025 5,025 Direct
Footnotes
  1. Galen Partners V LP acquired 165,839 ordinary shares and Galen Partners International V LP acquired 14,161 shares.
  2. Includes 5,840,200 ordinary shares held of record by Galen Partners V LP, 498,714 ordinary shares held of record by Galen Partners International V LP and 150,704 ordinary shares held of record by Galen Management, LLC (collectively, "Galen Partners"). John Wilkerson, David W. Jahns and Zubeen Shroff exercise voting, investment and dispositive rights over the securities held of record by Galen Partners. The Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of his pecuniary interest therein.
  3. The options vest and become exercisable in three equal annual installments beginning October 31, 2016.
  4. 2,333 options have vested and remain exercisable, 1,167 options will vest on April 29, 2017.
  5. 1,675 options vested on October 31, 2015 and remain exercisable, 1,675 options will vest on October 31, 2016, 1,675 options will vest on October 31, 2017.